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Can we know if our universe is a simulation?

David Kipping
David Kipping
Assistant Professor of Astronomy at Columbia University

The ques­tion of wheth­er we might be liv­ing inside a com­puter sim­u­la­tion has inspired many a work of sci­ence fic­tion. But is it pos­sible to cal­cu­late the odds that we are the vir­tu­al cre­ations of a super­i­or intel­li­gence? A new study1 aims to put to rest cer­tain mis­com­pre­hen­sions in the pop­u­lar culture.

Long before The Mat­rix2 and the nov­el Simu­lac­ron3, which greatly con­trib­uted to open­ing up the concept of sim­u­lated real­it­ies in the col­lect­ive con­science, Pla­to, with his “allegory of the cave”, likened human beings to chained pris­on­ers unable to see real­ity. There is no doubt that the idea we live in a sim­u­la­tion is enti­cing. More recently, the 2020 Gon­court Prize win­ner The Anom­aly4 ques­tions how we, as a soci­ety, would deal with learn­ing that we might be liv­ing in such a reality.

A serious theory

In 2003, Nick Bostrom, a philo­soph­er at the Uni­ver­sity of Oxford, pub­lished an art­icle in which he ima­gined a tech­no­lo­gic­ally advanced civil­isa­tion who pos­sess the immense com­put­ing power required to sim­u­late new real­it­ies with con­scious beings in them5. His hypo­thes­is implies that if we lived in a sim­u­la­tion, it would be because there is a life form more intel­li­gent than us, cap­able of cre­at­ing such a uni­verse. Is this pos­sible? And how would we know that our daily lives – and more broadly the uni­verse – were not the avatars of some gigant­ic com­puter programme?

The argu­ment can be likened to pre­dict­ing wheth­er or not life exists else­where in the uni­verse. Until we find such extra-ter­restri­al life, how­ever, the only inform­a­tion we have is that it was able to start here, on Earth. Such argu­ments are par­tic­u­larly amen­able to Bayesian infer­ence – a type of ana­lys­is that cal­cu­lates the degree of con­fid­ence giv­en to a hypo­thet­ic­al cause. This algorithmic tech­nique uses Bayes’ the­or­em, which cal­cu­lates the prob­ab­il­ity of an event occur­ring by first con­sid­er­ing the prob­ab­il­ity that anoth­er sim­il­ar event that has already occurred. In Bayesian stat­ist­ics, you can lay out everything you know and everything you don’t know.

No hard evidence

Set­ting up the sim­u­la­tion argu­ment in a Bayesian frame­work reveals that many of today’s hypo­theses – be they in favour of or against the exist­ence of a sim­u­lated real­ity – often have too many assump­tions built into them. For example, if the uni­verse is a sim­u­la­tion, one might assume that it is a “giant com­puter”. And even if it were, this is not evid­ence in itself that the uni­verse was cre­ated by a high­er intelligence.

Nor can it be said that the pres­ence of “flaws” (like the black cat that walks past twice in The Mat­rix) is evid­ence of a sim­u­lated world6. This hypo­thes­is is par­tic­u­larly incon­clus­ive because even if someone did notice such glitches, the “cre­at­or” could always rewind the sim­u­la­tion and delete the evid­ence (wip­ing the memory). Since there are also fun­da­ment­al com­pu­ta­tion­al lim­its that inev­it­ably make the sim­u­la­tion “grainy”, the cre­at­or might choose not to make a detailed phys­ic­al sim­u­la­tion of the entire uni­verse, but only our per­cep­tion of it.

Human­ity as we know it may one day dis­ap­pear or be sup­planted by one (or more) post-human spe­cies that might want to cre­ate sim­u­la­tions of their ancestors.

Simplifying the argument

Human­ity as we know it may one day dis­ap­pear or be sup­planted by one (or more) post-human spe­cies that might want to cre­ate sim­u­la­tions of their ancest­ors – that is to say human beings with con­scious­ness, like us. But how do we know wheth­er we are the ori­gin­al human beings or already the sim­u­la­tions of a future society’s ancest­ors? Bostrom pro­posed a con­cep­tu­al frame­work in which to address this ques­tion and his sim­u­la­tion argu­ment con­tains three pro­pos­i­tions, one of which he reasoned must be true. Either:

  1. human soci­et­ies invari­ably go extinct before reach­ing a stage where they are able to sim­u­late new realities;
  2. even if they do reach this stage, they are unlikely to be inter­ested in sim­u­lat­ing a real­ity much sim­pler than their own;
  3. the prob­ab­il­ity that we are liv­ing in a sim­u­la­tion is close to one.

Since the final out­come of Bostrom’s first two pro­pos­i­tions is that sim­u­la­tions do not exist, they can be col­lapsed into a single pro­pos­i­tion [1]. The tri­lemma thus becomes a dilemma in which there are now two possibilities:

1. a nat­ur­al non-sim­u­lated uni­verse (ours);
2. an “ori­gin­al” nat­ur­al uni­verse that spawns one or more sim­u­la­tions that may them­selves spawn fur­ther sim­u­la­tions, one of which would con­tain our universe.

In the absence of any oth­er inform­a­tion, both scen­ari­os should be con­sidered on an equal foot­ing accord­ing to a basic ten­et in stat­ist­ics – Laplace’s “Prin­ciple of Indif­fer­ence”, which states that in the absence of evid­ence, all hypo­theses should be con­sidered equally likely. But, the fact that the sim­u­lated hypo­thes­is neces­sar­ily con­tains one nat­ur­al uni­verse amongst the many sim­u­lated uni­verses means that there would be a slightly less than 50% chance that we live in a com­puter sim­u­la­tion. The reas­on for the slightly less than 50% chance is that it is impossible to prove wheth­er or not we are liv­ing in a sim­u­la­tion. Even if we were vir­tu­al beings, there would be no real evid­ence to prove it.

Anoth­er import­ant pre­cept of Bayesian stat­ist­ics, Occam’s razor (which states that the simplest explan­a­tion, all things being equal, is usu­ally the right one) is also dif­fi­cult to form­ally build into the sim­u­la­tion hypo­thes­is. This is because we don’t know how many sim­u­la­tions are plaus­ible and because we don’t really know how to math­em­at­ic­ally describe the com­plex­ity asso­ci­ated with each real­ity. So, while there is a less than 50% chance that we live in a sim­u­la­tion, this fig­ure should be treated as an abso­lute upper lim­it. Indeed, even when we gen­er­ously ignore the inher­ently overly-com­plex nature of the sim­u­la­tion hypo­thes­is, there is no way make the sim­u­la­tion odds bet­ter than 50%.

Heads or tails?

The main chal­lenge in such stud­ies is, simply, the lack of inform­a­tion. The only real fact we have to go on is that we exist. Even adding the extra con­di­tion that we ourselves haven’t launched a sim­u­la­tion barely affects the final outcome.

Say we did start sim­u­lat­ing real­it­ies, how­ever, and there were con­scious entit­ies in them that were unaware that they were liv­ing inside those sim­u­la­tions, then that would flip all the odds. This is because we would be chan­ging the ini­tial con­di­tion from a (nul­li­par­ous) real­ity that can­not give birth to new real­ties to a (parous) real­ity than can gen­er­ate oth­er real­it­ies. It would then become highly prob­able that we live in a sim­u­lated universe.

Nev­er­the­less, accord­ing to Bayesian stat­ist­ics, the most likely out­come of this scen­ario is that we live in a uni­verse where it’s not pos­sible to stim­u­late new realities.

A hierarchy of realities

This appar­ent para­dox is well described by the Amer­ic­an the­or­et­ic­al phys­i­cist Sean Car­roll7. He argues that if you have a hier­archy of (Incep­tion-like) real­it­ies in which each sim­u­la­tion launches its own sim­u­la­tion, then there would be a reduc­tion in com­pu­ta­tion­al abil­ity at each sub­sequent level. This means that each sim­u­lated uni­verse would be sim­pler than the uni­verse in which it was created.

So, while you would still be able to pro­duce sim­u­la­tions, and pre­sum­ably even very impress­ive sim­u­la­tions, the low­est levels in these wouldn’t have the soph­ist­ic­a­tion to host truly con­scious entit­ies. There is the pos­sib­il­ity, non­ethe­less, accord­ing to Car­roll, that we live in one of these “low levels of reality”.

Work­ing on such ideas is import­ant, espe­cially when we hear about the incred­ibly high “bil­lion-to-one odds” that we live in a non-sim­u­lated uni­verse often cited in the pop­u­lar cul­ture8. This fig­ure implies an incred­ible cer­tainty and was obtained by extra­pol­at­ing cur­rent com­puter trends and cap­ab­il­it­ies. This premise, how­ever, con­tains an inher­ent uncer­tainty if treated in a Bayesian frame­work: we can­not simply exclude the pos­sib­il­ity of a nat­ur­al uni­verse outright.

Per­haps we need to go from think­ing that liv­ing in a sim­u­la­tion is an inev­it­ab­il­ity to think­ing that it is a some­what unlikely situ­ation?9

Interview by Isabelle Dumé
1https://www.mdpi.com/2218–1997/6/8/109
2https://​www​.imdb​.com/​t​i​t​l​e​/​t​t​0​1​3​3093/
3https://​www​.goodreads​.com/​b​o​o​k​/​s​h​o​w​/​8​0​7​8​0​1​.​S​i​m​u​l​a​c​ron_3
4http://www.gallimard.fr/Catalogue/GALLIMARD/Blanche/L‑anomalie
5https://​aca​dem​ic​.oup​.com/​p​q​/​a​r​t​i​c​l​e​-​a​b​s​t​r​a​c​t​/​5​3​/​2​1​1​/​2​4​3​/​1​6​10975
6https://​arx​iv​.org/​a​b​s​/​1​2​1​0​.1847
7https://​www​.pre​pos​ter​ousuni​verse​.com/​b​l​o​g​/​2​0​1​6​/​0​8​/​2​2​/​m​a​y​b​e​-​w​e​-​d​o​-​n​o​t​-​l​i​v​e​-​i​n​-​a​-​s​i​m​u​l​a​t​i​o​n​-​t​h​e​-​r​e​s​o​l​u​t​i​o​n​-​c​o​n​u​n​drum/
8https://​www​.space​.com/​4​1​7​4​9​-​e​l​o​n​-​m​u​s​k​-​l​i​v​i​n​g​-​i​n​-​s​i​m​u​l​a​t​i​o​n​-​r​o​g​a​n​-​p​o​d​c​a​s​t​.html
9https://​www​.you​tube​.com/​w​a​t​c​h​?​v​=​H​A​5​Y​u​w​vJkpQ

Contributors

David Kipping

David Kipping

Assistant Professor of Astronomy at Columbia University

David Kipping’s research focuses on extrasolar planets and moons and he leads the project The Hunt for Exomoons with Kepler (HEK). He also studies the characterisation of transiting exoplanets, the development of new detection and characterisation techniques, exoplanet atmospheres, Bayesian inference, population statistics, and understanding stellar hosts. Passionate about science communication, he manages a YouTube channel where he talks about his research and related topics.

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