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Can we know if our universe is a simulation ?

David Kipping
David Kipping
Assistant Professor of Astronomy at Columbia University

The ques­tion of whe­ther we might be living inside a com­pu­ter simu­la­tion has ins­pi­red many a work of science fic­tion. But is it pos­sible to cal­cu­late the odds that we are the vir­tual crea­tions of a super­ior intel­li­gence ? A new stu­dy1 aims to put to rest cer­tain mis­com­pre­hen­sions in the popu­lar culture.

Long before The Matrix2 and the novel Simu­la­cron3, which great­ly contri­bu­ted to ope­ning up the concept of simu­la­ted rea­li­ties in the col­lec­tive conscience, Pla­to, with his “alle­go­ry of the cave”, like­ned human beings to chai­ned pri­so­ners unable to see rea­li­ty. There is no doubt that the idea we live in a simu­la­tion is enti­cing. More recent­ly, the 2020 Gon­court Prize win­ner The Ano­ma­ly4 ques­tions how we, as a socie­ty, would deal with lear­ning that we might be living in such a reality.

A serious theory

In 2003, Nick Bos­trom, a phi­lo­so­pher at the Uni­ver­si­ty of Oxford, publi­shed an article in which he ima­gi­ned a tech­no­lo­gi­cal­ly advan­ced civi­li­sa­tion who pos­sess the immense com­pu­ting power requi­red to simu­late new rea­li­ties with conscious beings in them5. His hypo­the­sis implies that if we lived in a simu­la­tion, it would be because there is a life form more intel­li­gent than us, capable of crea­ting such a uni­verse. Is this pos­sible ? And how would we know that our dai­ly lives – and more broad­ly the uni­verse – were not the ava­tars of some gigan­tic com­pu­ter programme ?

The argu­ment can be like­ned to pre­dic­ting whe­ther or not life exists elsew­here in the uni­verse. Until we find such extra-ter­res­trial life, howe­ver, the only infor­ma­tion we have is that it was able to start here, on Earth. Such argu­ments are par­ti­cu­lar­ly ame­nable to Baye­sian infe­rence – a type of ana­ly­sis that cal­cu­lates the degree of confi­dence given to a hypo­the­ti­cal cause. This algo­rith­mic tech­nique uses Bayes’ theo­rem, which cal­cu­lates the pro­ba­bi­li­ty of an event occur­ring by first consi­de­ring the pro­ba­bi­li­ty that ano­ther simi­lar event that has alrea­dy occur­red. In Baye­sian sta­tis­tics, you can lay out eve­ry­thing you know and eve­ry­thing you don’t know.

No hard evidence

Set­ting up the simu­la­tion argu­ment in a Baye­sian fra­me­work reveals that many of today’s hypo­theses – be they in favour of or against the exis­tence of a simu­la­ted rea­li­ty – often have too many assump­tions built into them. For example, if the uni­verse is a simu­la­tion, one might assume that it is a “giant com­pu­ter”. And even if it were, this is not evi­dence in itself that the uni­verse was crea­ted by a higher intelligence.

Nor can it be said that the pre­sence of “flaws” (like the black cat that walks past twice in The Matrix) is evi­dence of a simu­la­ted world6. This hypo­the­sis is par­ti­cu­lar­ly incon­clu­sive because even if someone did notice such glitches, the “crea­tor” could always rewind the simu­la­tion and delete the evi­dence (wiping the memo­ry). Since there are also fun­da­men­tal com­pu­ta­tio­nal limits that inevi­ta­bly make the simu­la­tion “grai­ny”, the crea­tor might choose not to make a detai­led phy­si­cal simu­la­tion of the entire uni­verse, but only our per­cep­tion of it.

Huma­ni­ty as we know it may one day disap­pear or be sup­plan­ted by one (or more) post-human spe­cies that might want to create simu­la­tions of their ancestors.

Simplifying the argument

Huma­ni­ty as we know it may one day disap­pear or be sup­plan­ted by one (or more) post-human spe­cies that might want to create simu­la­tions of their ances­tors – that is to say human beings with conscious­ness, like us. But how do we know whe­ther we are the ori­gi­nal human beings or alrea­dy the simu­la­tions of a future society’s ances­tors ? Bos­trom pro­po­sed a concep­tual fra­me­work in which to address this ques­tion and his simu­la­tion argu­ment contains three pro­po­si­tions, one of which he rea­so­ned must be true. Either :

  1. human socie­ties inva­ria­bly go extinct before rea­ching a stage where they are able to simu­late new realities ;
  2. even if they do reach this stage, they are unli­ke­ly to be inter­es­ted in simu­la­ting a rea­li­ty much sim­pler than their own ;
  3. the pro­ba­bi­li­ty that we are living in a simu­la­tion is close to one.

Since the final out­come of Bostrom’s first two pro­po­si­tions is that simu­la­tions do not exist, they can be col­lap­sed into a single pro­po­si­tion [1]. The tri­lem­ma thus becomes a dilem­ma in which there are now two possibilities :

1. a natu­ral non-simu­la­ted uni­verse (ours);
2. an “ori­gi­nal” natu­ral uni­verse that spawns one or more simu­la­tions that may them­selves spawn fur­ther simu­la­tions, one of which would contain our universe.

In the absence of any other infor­ma­tion, both sce­na­rios should be consi­de­red on an equal foo­ting accor­ding to a basic tenet in sta­tis­tics – Laplace’s “Prin­ciple of Indif­fe­rence”, which states that in the absence of evi­dence, all hypo­theses should be consi­de­red equal­ly like­ly. But, the fact that the simu­la­ted hypo­the­sis neces­sa­ri­ly contains one natu­ral uni­verse among­st the many simu­la­ted uni­verses means that there would be a slight­ly less than 50% chance that we live in a com­pu­ter simu­la­tion. The rea­son for the slight­ly less than 50% chance is that it is impos­sible to prove whe­ther or not we are living in a simu­la­tion. Even if we were vir­tual beings, there would be no real evi­dence to prove it.

Ano­ther impor­tant pre­cept of Baye­sian sta­tis­tics, Occam’s razor (which states that the sim­plest expla­na­tion, all things being equal, is usual­ly the right one) is also dif­fi­cult to for­mal­ly build into the simu­la­tion hypo­the­sis. This is because we don’t know how many simu­la­tions are plau­sible and because we don’t real­ly know how to mathe­ma­ti­cal­ly des­cribe the com­plexi­ty asso­cia­ted with each rea­li­ty. So, while there is a less than 50% chance that we live in a simu­la­tion, this figure should be trea­ted as an abso­lute upper limit. Indeed, even when we gene­rous­ly ignore the inhe­rent­ly over­ly-com­plex nature of the simu­la­tion hypo­the­sis, there is no way make the simu­la­tion odds bet­ter than 50%.

Heads or tails ?

The main chal­lenge in such stu­dies is, sim­ply, the lack of infor­ma­tion. The only real fact we have to go on is that we exist. Even adding the extra condi­tion that we our­selves haven’t laun­ched a simu­la­tion bare­ly affects the final outcome.

Say we did start simu­la­ting rea­li­ties, howe­ver, and there were conscious enti­ties in them that were una­ware that they were living inside those simu­la­tions, then that would flip all the odds. This is because we would be chan­ging the ini­tial condi­tion from a (nul­li­pa­rous) rea­li­ty that can­not give birth to new real­ties to a (parous) rea­li­ty than can gene­rate other rea­li­ties. It would then become high­ly pro­bable that we live in a simu­la­ted universe.

Never­the­less, accor­ding to Baye­sian sta­tis­tics, the most like­ly out­come of this sce­na­rio is that we live in a uni­verse where it’s not pos­sible to sti­mu­late new realities.

A hierarchy of realities

This appa­rent para­dox is well des­cri­bed by the Ame­ri­can theo­re­ti­cal phy­si­cist Sean Car­roll7. He argues that if you have a hie­rar­chy of (Incep­tion-like) rea­li­ties in which each simu­la­tion launches its own simu­la­tion, then there would be a reduc­tion in com­pu­ta­tio­nal abi­li­ty at each sub­sequent level. This means that each simu­la­ted uni­verse would be sim­pler than the uni­verse in which it was created.

So, while you would still be able to pro­duce simu­la­tions, and pre­su­ma­bly even very impres­sive simu­la­tions, the lowest levels in these wouldn’t have the sophis­ti­ca­tion to host tru­ly conscious enti­ties. There is the pos­si­bi­li­ty, none­the­less, accor­ding to Car­roll, that we live in one of these “low levels of reality”.

Wor­king on such ideas is impor­tant, espe­cial­ly when we hear about the incre­di­bly high “bil­lion-to-one odds” that we live in a non-simu­la­ted uni­verse often cited in the popu­lar culture8. This figure implies an incre­dible cer­tain­ty and was obtai­ned by extra­po­la­ting cur­rent com­pu­ter trends and capa­bi­li­ties. This pre­mise, howe­ver, contains an inherent uncer­tain­ty if trea­ted in a Baye­sian fra­me­work : we can­not sim­ply exclude the pos­si­bi­li­ty of a natu­ral uni­verse outright.

Per­haps we need to go from thin­king that living in a simu­la­tion is an inevi­ta­bi­li­ty to thin­king that it is a somew­hat unli­ke­ly situa­tion ?9

Interview by Isabelle Dumé
1https://www.mdpi.com/2218–1997/6/8/109
2https://​www​.imdb​.com/​t​i​t​l​e​/​t​t​0​1​3​3093/
3https://​www​.goo​dreads​.com/​b​o​o​k​/​s​h​o​w​/​8​0​7​8​0​1​.​S​i​m​u​l​a​c​ron_3
4http://www.gallimard.fr/Catalogue/GALLIMARD/Blanche/L‑anomalie
5https://​aca​de​mic​.oup​.com/​p​q​/​a​r​t​i​c​l​e​-​a​b​s​t​r​a​c​t​/​5​3​/​2​1​1​/​2​4​3​/​1​6​10975
6https://​arxiv​.org/​a​b​s​/​1​2​1​0​.1847
7https://​www​.pre​pos​te​rou​su​ni​verse​.com/​b​l​o​g​/​2​0​1​6​/​0​8​/​2​2​/​m​a​y​b​e​-​w​e​-​d​o​-​n​o​t​-​l​i​v​e​-​i​n​-​a​-​s​i​m​u​l​a​t​i​o​n​-​t​h​e​-​r​e​s​o​l​u​t​i​o​n​-​c​o​n​u​n​drum/
8https://​www​.space​.com/​4​1​7​4​9​-​e​l​o​n​-​m​u​s​k​-​l​i​v​i​n​g​-​i​n​-​s​i​m​u​l​a​t​i​o​n​-​r​o​g​a​n​-​p​o​d​c​a​s​t​.html
9https://​www​.you​tube​.com/​w​a​t​c​h​?​v​=​H​A​5​Y​u​w​vJkpQ

Contributors

David Kipping

David Kipping

Assistant Professor of Astronomy at Columbia University

David Kipping’s research focuses on extrasolar planets and moons and he leads the project The Hunt for Exomoons with Kepler (HEK). He also studies the characterisation of transiting exoplanets, the development of new detection and characterisation techniques, exoplanet atmospheres, Bayesian inference, population statistics, and understanding stellar hosts. Passionate about science communication, he manages a YouTube channel where he talks about his research and related topics.

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