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Can beauty be quantified?

Samy Lakhal
Samy Lakhal
PhD student of the Econophysics & Complex Systems Chair (LadHyX) at École Polytechnique (IP Paris)
Michael Benzaquen
Michael Benzaquen
Researcher at INSIS-CNRS and holder of the “Econophysics & Complex Systems” chair at École Polytechnique (IP Paris)

Why does there seem to be a con­sensus in appre­ci­ation of cer­tain images? What under­ly­ing prop­er­ties and rules determ­ine a pref­er­ence of beauty? Phys­i­cists from École Poly­tech­nique, in col­lab­or­a­tion with the ArtIn­Re­search gal­lery, provide ele­ments of an answer in a recent pub­lic­a­tion1 in a field at the cross­roads of dis­cip­lines: “quant­it­at­ive aesthetics”.

A universalist vision of beauty.

“Beau­ti­ful is what, without a concept, is liked uni­ver­sally.” Emmanuel Kant2

The concept of beauty, con­sidered as a uni­ver­sal and intrins­ic prop­erty of an object, appears in many artist­ic con­tri­bu­tions, them­selves rooted in all peri­ods of his­tory. From ancient Greece to the Renais­sance, from archi­tec­ture to paint­ing, this quest for the ideal has often con­verged towards the estab­lish­ment of pre­cise rules of rep­res­ent­a­tion. These rules, some­times very quant­it­at­ive, can mater­i­al­ise in dif­fer­ent ways with­in works of art: pro­por­tions of bod­ies for sculp­tures; act dis­tri­bu­tions and dia­logue in theatre; sym­metry in archi­tec­tures, and many oth­er examples. Even for con­tem­por­ary works that are in line with these his­tor­ic­al dis­cip­lines, these rules remain and con­sti­tute the first things that are taught on the aca­dem­ic level.

Order and chaos

“Total chaos is dis­quiet­ing. Too much reg­u­lar­ity is bor­ing. Aes­thet­ics is per­haps the ter­rit­ory in-between.” Jean- Phil­ippe Bouchaud3

Yet, one can­not help but think of those out­stand­ing works that present at least a sens­it­ive trans­gres­sion of these rules. How many acts and sets are there in Edmond Rostand’s Cyrano de Ber­ger­ac? What level of de-struc­tur­ing is there in Picasso’s Guer­nica? In a way, isn’t the power­ful work the one that trans­ports us between rules and their rejec­tion, the known and the unknown, order and chaos?

What could be more telling for research­ers in stat­ist­ic­al phys­ics, where con­cepts like sud­den sym­metry break­ing, crit­ic­al­ity and instabil­ity are at the heart of the discipline?

Entropy as a measure of disorder.

From the point of view of phys­ics, order and dis­order are famil­i­ar notions. A mag­net con­sists of an almost infin­ite num­ber of micro-mag­nets, all aligned and ordered. But if the tem­per­at­ure is increased above the “Curie tem­per­at­ure”, this order is broken, the micro-mag­nets become inde­pend­ent, and the over­all mag­net­isa­tion is lost. The meas­ure of this dis­order and break­ing of sym­metry is entropy, a fun­da­ment­al quant­ity in ther­mo­dy­nam­ics. More form­ally, entropy is the num­ber of ways to organ­ise a sys­tem so that it keeps the same phys­ic­al prop­er­ties. There are many ways to cre­ate dis­order, but few ways to build order.

A simple experiment on visual preference

Dur­ing our research, we asked the fol­low­ing ques­tion: is there an entropy value for classes of simple abstract images that would max­im­ise their aes­thet­ic qualities?

To answer this ques­tion, we first gen­er­ated two classes of abstract images well dis­trib­uted over three known meas­ures of dis­order: fractal dimen­sion; algorithmic com­press­ib­il­ity; and pat­tern size dis­tri­bu­tion with­in an image. Each of these classes of images trans­itions from ordered (left) to dis­ordered (right) states. We then per­formed sur­vey exper­i­ments to determ­ine which images were most appre­ci­ated, first with the help of our col­leagues (Lad­HyX, CFM, ENSAE), and then through adap­ted dis­tri­bu­tion plat­forms (Amazon MkTurk). In total, nearly 1000 people par­ti­cip­ated in the dif­fer­ent exper­i­ments. The res­ults con­firmed our intu­ition: the images (a4,b4) obtain the best scores.

Entropy and structural complexity

Intu­it­ively, extreme entropy val­ues tend to bore us or lose us. Con­versely, inter­me­di­ate val­ues cap­ture our atten­tion by max­im­ising the pres­ence of inter­est­ing struc­tures – in the form of intel­li­gible pat­terns that make the image unique. In a way, our brain recog­nises shapes and pat­terns while “eras­ing” unne­ces­sary noise. To sim­u­late this mech­an­ism, we then pro­posed a meas­ure of “struc­tur­al com­plex­ity” (in red on graph above) high­light­ing these struc­tures. In doing so, we obtained a second res­ult: the images of inter­me­di­ate entropy present, indeed, the greatest struc­tur­al com­plex­ity. It should be noted that nat­ur­al images, such as pho­to­graphs of forests or land­scapes, present an entropy (stat­ist­ic­ally con­densed) around this same inter­me­di­ate value.

A contribution in a growing field: quantitative aesthetics.

Today, cam­er­as, retouch­ing soft­ware and even search engines all bene­fit from recent con­tri­bu­tions in quant­it­at­ive aes­thet­ics45. This dis­cip­line, by com­bin­ing massive data banks6, image pro­cessing meth­ods and advanced learn­ing archi­tec­tures7, has sig­ni­fic­antly improved the auto­mat­ic scor­ing and clas­si­fic­a­tion of images. How­ever, des­pite the per­form­ance of these tools, we can regret their inab­il­ity to provide ele­ments of under­stand­ing on the real mech­an­isms of appre­ci­ation. They are, in a way, auto­mata whose rules escape us.

Our work, even if it is part of the same pre­dict­ive approach, aims at put­ting the inter­pretab­il­ity of the res­ults at the centre. A fun­da­ment­ally phys­ic­al approach in short.

1Lakhal, S., Dar­mon, A., Bouchaud, J.-P., & Ben­zaquen, M. (2020). Beauty and struc­tur­al com­plex­ity. Phys­ic­al Review Research, 2(2), 022058
2I. Kant, Cri­tique of the Power of Judg­ment
3J.-P. Bouchaud, Leonardo 41, 239 (2008)
4H. Maître, Essai sur l’esthétique en pho­to­graph­ie numérique , p. 171
5H. Maître, Juger du Beau avec sub­jectiv­ité : le défi de l’esthétique com­pu­ta­tion­nelle, ArtSci
6C. Kang, G. Valen­zise, et F. Dufaux, EVA: An Explain­able Visu­al Aes­thet­ics Data­set, in Joint Work­shop on Aes­thet­ic and Tech­nic­al Qual­ity Assess­ment of Mul­ti­me­dia and Media Ana­lyt­ics for Soci­et­al Trends
7J. McCor­mack et A. Lomas, Deep learn­ing of indi­vidu­al aes­thet­ics », Neur­al Com­put & Applic, 2021

Contributors

Samy Lakhal

Samy Lakhal

PhD student of the Econophysics & Complex Systems Chair (LadHyX) at École Polytechnique (IP Paris)

Samy Lakhal's research focuses on applications of statistical physics to quantitative aesthetics and fracture mechanics. His work is supervised by Professors Michael Benzaquen and Jean-Philippe Bouchaud of the Econophysics & Complex Systems Chair at École Polytechnique, and by Professor Laurent Ponson of the Institut Jean le Rond d'Alembert at Sorbonne University.

Michael Benzaquen

Michael Benzaquen

Researcher at INSIS-CNRS and holder of the “Econophysics & Complex Systems” chair at École Polytechnique (IP Paris)

After working in the financial industry at Capital Fund Management (CFM), Michael Benzaquen joined the CNRS and the Hydrodynamics Laboratory of Ecole Polytechnique (LadHyX). He quickly built up a research team around themes related to Econophysics. He is a lecturer in the Economics Department of the Institut Polytechnique and teaches financial markets and the physics of social sciences at ENSAE. In 2018 he founded the X-CFM Chair “Econophysics and Complex Systems” marking the arrival of a new discipline on the Campus.

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